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Arthur Cox

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Fitness and Probity in focus: Central Bank sets out expectations for MiFID Firms

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Sarah Thompson
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Robert Cain
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Denise Murray
Head of Financial Services Compliance and Regulatory Relations

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Sarah Thompson
Partner
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Robert Cain
Partner
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Denise Murray
Head of Financial Services Compliance and Regulatory Relations
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Katherine Quirke
Of Counsel
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Sinead Cantillon
Senior Professional Support Lawyer

On Tuesday 1 September, the Central Bank of Ireland (CBI) published the outcome of its Thematic Assessment: Implementation of Key Aspects of the Fitness and Probity Regime (F&P) in the MiFID Investment Firm Sector (the Assessment).

Business person stamping documents with a digital compliance interface showing checklists, legal icons, and approval status. Concept of regulatory compliance and document verification.

Get in touch

Avatar
Sarah Thompson
Partner
Avatar
Robert Cain
Partner
Avatar
Denise Murray
Head of Financial Services Compliance and Regulatory Relations

+2 more...

Get in touch

Avatar
Sarah Thompson
Partner
Avatar
Robert Cain
Partner
Avatar
Denise Murray
Head of Financial Services Compliance and Regulatory Relations
Avatar
Katherine Quirke
Of Counsel
Avatar
Sinead Cantillon
Senior Professional Support Lawyer

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